Michael Miley, IACCP, FRM

Michael is the Director of Compliance. Michael is responsible for monitoring and updating client investment guidelines, as well as overseeing firm and individual employees’ compliance with internal and external regulations/securities laws. Prior to joining Axiom in 2006, Michael was in Operations at Legg Mason Asset Management.  Michael earned his B.S. magna cum laude in Finance from the University of New Hampshire.  Michael also holds a FRM, Financial Risk Management certification.  Michael enjoys spending time with his family, reading, and being outdoors.

Experience

  • Director of Compliance, Axiom Investors, 2019-Present
  • Compliance Manager, Axiom Investors, 2006-2019
  • Operations, Legg Mason Asset Management, 2005-2006
  • IACCP Certified Compliance Professional
  • FRM, Financial Risk Manager

Education

  • B.S., Finance, magna cum laude, University of New Hampshire